SFC Licences of LI Jing 李靜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 20 July 2023 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 20 July 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 02 March 2021 | 17 June 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 02 March 2021 | 17 June 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 02 March 2021 | 17 June 2022 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 12 November 2018 | 09 December 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 12 November 2018 | 09 December 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 12 November 2018 | 09 December 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 November 2013 | 24 July 2015 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 19 November 2012 | 31 October 2013 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 03 December 2009 | 24 September 2012 |