SFC Licences of LAU Ka Yeung 劉嘉陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Allard Partners Limited 全亞達投資有限公司 | RE | 9 | 08 July 2021 | 31 August 2021 |
Allard Partners Limited 全亞達投資有限公司 | RE | 4 | 09 June 2021 | 31 August 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 08 May 2014 | 07 May 2021 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 4 | 23 December 2009 | 30 April 2014 |