SFC Licences of MALLOTT Timothy Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RO | 1 | 08 August 2023 | |
| GFI (HK) Securities L.L.C. | RO | 7 | 14 November 2022 | |
| GFI (HK) Securities L.L.C. | RO | 2 | 14 November 2022 | |
| GFI (HK) Securities L.L.C. | RO | 1 | 14 November 2022 | |
| BGC Securities (Hong Kong) LLC | RO | 2 | 16 September 2020 | |
| BGC Securities (Hong Kong) LLC | RO | 1 | 16 September 2020 |