SFC Licences of ZHOU Tingting 周婷婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pacific Crest Partners Limited 和宸資產管理有限公司 | RO | 9 | 08 January 2024 | |
| Golden K2 Securities Limited | RE | 6 | 07 August 2020 | 17 June 2021 |
| Golden K2 Securities Limited | RE | 1 | 10 July 2020 | 10 May 2023 |
| Maxcess Capital Limited 至成資本有限公司 | RE | 4 | 10 July 2020 | 10 May 2023 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 4 | 22 March 2018 | 07 July 2020 |
| Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RE | 6 | 21 August 2017 | 22 March 2018 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 26 June 2017 | 07 July 2020 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 1 | 30 November 2009 | 22 December 2009 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 4 | 30 November 2009 | 22 December 2009 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 9 | 30 November 2009 | 22 December 2009 |