SFC Licences of LI Lei 李蕾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Frontier Hong Kong Limited | RE | 9 | 03 April 2023 | |
Credit Frontier Hong Kong Limited | RE | 4 | 03 April 2023 | |
orientiert XYZ Securities Limited | RO | 4 | 06 February 2017 | 31 July 2022 |
orientiert XYZ Securities Limited | RE | 4 | 01 September 2016 | 06 February 2017 |
UBS Securities Asia Limited | RE | 4 | 04 December 2009 | 01 July 2016 |