SFC Licences of WONG Cho Wai 黃祖衛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
uSmart Securities Limited 盈立證券有限公司 RO 1 27 February 2024
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RO 2 19 August 2022 13 February 2024
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RO 1 19 August 2022 13 February 2024
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RE 3 03 August 2022 13 February 2024
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RE 2 25 May 2022 19 August 2022
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RE 1 25 May 2022 19 August 2022
CLC Securities Limited 創僑證券有限公司 RO 2 01 December 2021 28 December 2021
CLC Securities Limited 創僑證券有限公司 RO 1 01 December 2021 28 December 2021
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 10 October 2018 26 July 2021
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 04 September 2017 23 September 2018
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 04 September 2017 23 September 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 04 September 2017 23 September 2018
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 14 February 2017 23 September 2018
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 11 March 2016 23 September 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 11 March 2016 23 September 2018
Funderstone Securities Limited RE 1 24 December 2010 21 August 2013
Funderstone Futures Limited RE 2 24 December 2010 21 August 2013
Emperor Securities Limited 英皇證券有限公司 RE 1 01 March 2010 10 December 2010
Emperor Futures Limited 英皇期貨有限公司 RE 2 01 March 2010 10 December 2010
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 2 04 January 2010 10 February 2010
Success Securities Limited 實德證券有限公司 RE 1 04 January 2010 10 February 2010