SFC Licences of YANG Peng 楊鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zero2IPO Securities Limited 清科證券有限公司 RE 1 01 December 2021
Zero2IPO Capital Limited 清科資本有限公司 RO 6 03 November 2021
Fortune Financial Capital Limited 富強金融資本有限公司 RO 6 12 February 2019 20 June 2021
Fortune (HK) Securities Limited 富強證券有限公司 RE 1 19 December 2018 20 June 2021
Fortune Financial Capital Limited 富強金融資本有限公司 RE 6 19 December 2018 12 February 2019
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RO 6 22 March 2018 28 November 2018
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 05 December 2017 28 November 2018
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RE 6 20 July 2015 22 March 2018
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RO 1 04 May 2016 05 December 2017
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 20 July 2015 04 May 2016
CMB International Capital Limited 招銀國際融資有限公司 RE 6 15 September 2010 13 June 2015
CMB International Capital Limited 招銀國際融資有限公司 RE 1 15 September 2010 13 June 2015
CMB International Capital Holdings Corporation Limited RE 6 04 January 2010 09 September 2010