SFC Licences of CHA Gyeongmin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 25 May 2020 | 13 May 2021 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 29 April 2020 | 13 May 2021 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 29 April 2020 | 13 May 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 18 October 2010 | 13 February 2020 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 October 2010 | 13 February 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 07 December 2009 | 24 August 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 07 December 2009 | 24 August 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 07 December 2009 | 24 August 2010 |