SFC Licences of YU Hailian 于海蓮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RO | 4 | 29 June 2023 | |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 5 | 27 May 2020 | |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RO | 4 | 09 December 2019 | |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 23 October 2019 | |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 4 | 02 October 2019 | 09 December 2019 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RO | 4 | 12 July 2018 | 30 June 2019 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 4 | 08 October 2012 | 12 July 2018 |