SFC Licences of LO Ka Leong 羅家亮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 16 July 2018 | |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 15 June 2018 | |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RO | 4 | 11 April 2018 | 30 May 2018 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 10 July 2014 | 11 April 2018 |
| Religare Capital Markets (Hong Kong) Limited | RE | 4 | 23 August 2011 | 30 April 2014 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 06 January 2010 | 20 June 2011 |