SFC Licences of HO Chung-yeng 何宗穎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RE 4 12 October 2015 22 February 2016
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RE 1 12 October 2015 22 February 2016
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 11 December 2009 22 March 2011
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 11 December 2009 22 March 2011