SFC Licences of HO Chung-yeng 何宗穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 12 October 2015 | 22 February 2016 |
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 12 October 2015 | 22 February 2016 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 11 December 2009 | 22 March 2011 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 11 December 2009 | 22 March 2011 |