SFC Licences of DOU Ruirui 竇瑞瑞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 07 February 2014 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 07 February 2014 | |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 04 November 2013 | 31 December 2013 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 26 March 2012 | 31 December 2013 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 January 2010 | 17 March 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 11 December 2009 | 19 December 2009 |