SFC Licences of POON Wai Yip 潘偉業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 4 01 June 2020
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 1, 4 17 November 2017 06 April 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 03 June 2013 10 October 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 28 September 2012 10 October 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 28 September 2012 10 October 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1 10 December 2009 24 September 2012
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
RE 2 10 December 2009 24 September 2012