SFC Licences of LAU Tse Chiang, Carlson

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 16 December 2009 05 May 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 9 16 December 2009 05 May 2010