SFC Licences of YAU Ka Ho 邱嘉豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| QMIS Asset Management Limited 華亞資產管理有限公司 | RO | 4 | 06 July 2021 | 23 July 2021 |
| QMIS Securities Limited 華亞證券有限公司 | RO | 1 | 06 July 2021 | 23 July 2021 |
| QMIS Asset Management Limited 華亞資產管理有限公司 | RE | 4 | 31 May 2021 | 06 July 2021 |
| QMIS Securities Limited 華亞證券有限公司 | RE | 1 | 31 May 2021 | 06 July 2021 |
| Hong Tai Securities Limited 洪泰證券有限公司 | RO | 4 | 04 August 2017 | 31 January 2020 |
| Hong Tai Securities Limited 洪泰證券有限公司 | RO | 1 | 04 August 2017 | 31 January 2020 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 10 December 2009 | 08 July 2016 |