SFC Licences of GOODWIN Douglas Samuel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura Securities (Hong Kong) Limited | RE | 2 | 04 February 2010 | 31 July 2012 |
Nomura Securities (Hong Kong) Limited | RE | 1 | 23 December 2009 | 31 July 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 23 December 2009 | 31 July 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 23 December 2009 | 31 July 2012 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 23 December 2009 | 19 February 2010 |