SFC Licences of SENGUPTA Ashis Kumar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CAIIS Limited | RE | 4 | 30 July 2014 | 01 February 2018 |
CAIIS Limited | RE | 1 | 30 July 2014 | 01 February 2018 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 9 | 01 November 2011 | 02 August 2012 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 01 November 2011 | 02 August 2012 |
Julius Baer (Hong Kong) Limited | RE | 4 | 11 December 2009 | 13 June 2011 |
Julius Baer (Hong Kong) Limited | RE | 1 | 11 December 2009 | 13 June 2011 |