SFC Licences of KU Wai 顧威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CMB International Securities Limited 招銀國際證券有限公司	RE	1	09 August 2021	31 October 2022
CMB International Futures Limited 招銀國際期貨有限公司	RE	2	09 August 2021	31 October 2022
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	19 August 2019	25 July 2021
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	19 August 2019	25 July 2021
Fulbright Futures Limited 富昌期貨有限公司	RE	2	21 March 2018	30 June 2019
Fulbright Securities Limited 富昌證券有限公司	RE	1	21 March 2018	30 June 2019
Arta Global Markets Limited 裕承環球巿場有限公司	RE	1	13 April 2017	01 March 2018
Arta Global Futures Limited 裕承環球期貨有限公司	RE	2	13 April 2017	01 March 2018
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	03 May 2011	05 April 2017
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	03 May 2011	05 April 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	16 December 2009	14 April 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	16 December 2009	14 April 2011