SFC Licences of KU Wai 顧威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 09 August 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 09 August 2021
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 19 August 2019 25 July 2021
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 19 August 2019 25 July 2021
Fulbright Futures Limited 富昌期貨有限公司 RE 2 21 March 2018 30 June 2019
Fulbright Securities Limited 富昌證券有限公司 RE 1 21 March 2018 30 June 2019
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 13 April 2017 01 March 2018
Arta Global Futures Limited 裕承環球期貨有限公司 RE 2 13 April 2017 01 March 2018
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 03 May 2011 05 April 2017
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 03 May 2011 05 April 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 16 December 2009 14 April 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 16 December 2009 14 April 2011