SFC Licences of SHARMA Nipun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FIL Investment Advisors | RE | 9 | 07 June 2018 | |
FIL Investment Advisors | RE | 4 | 07 June 2018 | |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 07 June 2018 | |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 07 June 2018 | |
Conning Asia Pacific Limited 康利亞太有限公司 | RE | 9 | 29 October 2012 | 11 May 2018 |
Conning Asia Pacific Limited 康利亞太有限公司 | RE | 1 | 29 October 2012 | 11 May 2018 |
Conning Asia Pacific Limited 康利亞太有限公司 | RE | 4 | 05 September 2012 | 11 May 2018 |
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 20 January 2010 | 31 July 2012 |