SFC Licences of WOOD Hugo Henry
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kontiki Capital Management (HK) Limited 康禧資本管理有限公司 | RE | 9 | 04 May 2021 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 09 May 2017 | 01 March 2021 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 09 May 2017 | 01 March 2021 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 01 March 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 December 2009 | 01 March 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 17 December 2009 | 05 September 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 17 December 2009 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 17 December 2009 | 06 December 2010 |