SFC Licences of WONG Kwok San 黃國新

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 20 April 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 20 April 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 14 June 2011 15 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 14 June 2011 15 March 2021
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 1 16 December 2009 21 June 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 2 16 December 2009 21 June 2010