SFC Licences of WONG Kwok San 黃國新
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 20 April 2021 | |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 20 April 2021 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 14 June 2011 | 15 March 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 14 June 2011 | 15 March 2021 |
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RE | 1 | 16 December 2009 | 21 June 2010 |
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RE | 2 | 16 December 2009 | 21 June 2010 |