SFC Licences of HO Kam Kai 何錦佳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RO 1 21 October 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 21 October 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 12 September 2017 21 October 2021
CLSA Limited 中信里昂證券有限公司
RE 1 12 September 2017 21 October 2021
CLSA Limited 中信里昂證券有限公司
RE 4 12 September 2017 20 July 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 6 08 August 2012 01 September 2017
BOCI Asia Limited 中銀國際亞洲有限公司
RE 6 14 May 2010 01 July 2012
Haitong International Capital Limited 海通國際資本有限公司
RE 6 18 January 2010 01 May 2010