SFC Licences of HO Kam Kai 何錦佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 6 | 21 October 2021 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 4 | 21 October 2021 | |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 21 October 2021 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 12 September 2017 | 21 October 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 12 September 2017 | 21 October 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 12 September 2017 | 21 October 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 12 September 2017 | 20 July 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 08 August 2012 | 01 September 2017 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 14 May 2010 | 01 July 2012 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 18 January 2010 | 01 May 2010 |