SFC Licences of LIU Kit Ling 廖潔靈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 1 | 31 January 2019 | |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 20 December 2017 | 08 February 2023 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 13 October 2015 | 31 January 2019 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 13 October 2015 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 20 August 2014 | 01 October 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 August 2014 | 01 October 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 19 September 2013 | 01 July 2014 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 19 September 2013 | 01 July 2014 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 17 December 2009 | 01 July 2014 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 December 2009 | 01 July 2014 |