SFC Licences of LIU Wenyun 劉文韞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 30 December 2014 | 09 March 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 08 August 2014 | 09 March 2019 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 20 January 2014 | 09 March 2019 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 20 January 2014 | 09 March 2019 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 13 July 2012 | 20 January 2014 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 18 December 2009 | 20 July 2010 |