SFC Licences of TAM Shing Tak 譚聖德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 RO 9 11 August 2023
Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 RO 6 13 June 2022
Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 RO 9 16 October 2019 03 November 2021
Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 RO 4 16 October 2019
Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 RO 1 05 September 2019
HF Asset Management Limited 匯福資產管理有限公司 RO 9 23 May 2019 21 June 2019
HF Securities and Futures Limited 匯福證券及期貨有限公司 RO 2 18 March 2019 21 June 2019
HF Securities and Futures Limited 匯福證券及期貨有限公司 RO 1 18 March 2019 21 June 2019
Ruibang Securities Limited 瑞邦證券有限公司 RO 4 19 November 2018 08 February 2019
Ruibang Securities Limited 瑞邦證券有限公司 RO 1 11 October 2017 08 February 2019
Ruibang Securities Limited 瑞邦證券有限公司 RE 1 22 August 2017 11 October 2017
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 04 November 2016 11 August 2017
Arta Global Futures Limited 裕承環球期貨有限公司 RE 2 04 November 2016 11 August 2017
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 19 August 2013 29 October 2016
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 19 August 2013 29 October 2016
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 24 May 2011 12 August 2013
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 24 May 2011 12 August 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 24 May 2011 12 August 2013
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 18 December 2009 27 April 2011
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 18 December 2009 27 April 2011