SFC Licences of ROMA Olivier Norbert Gaston
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OTCex Hong Kong Limited | RE | 2 | 15 February 2017 | |
| OTCex Hong Kong Limited | RE | 1 | 15 February 2017 | |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 2 | 26 September 2011 | 30 December 2016 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 26 September 2011 | 30 December 2016 |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 21 December 2009 | 25 September 2011 |
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 21 December 2009 | 25 September 2011 |