SFC Licences of CHATAWAY James Jonathan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RO | 4 | 02 February 2011 | 07 December 2012 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RO | 1 | 02 February 2011 | 07 December 2012 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 17 May 2010 | 02 February 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 17 May 2010 | 02 February 2011 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 4 | 05 January 2010 | 12 March 2010 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 1 | 05 January 2010 | 12 March 2010 |