SFC Licences of VU John Bao
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 24 November 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 30 August 2011 | 24 November 2015 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 30 August 2011 | 31 August 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 18 May 2011 | 19 May 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 May 2011 | 19 May 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 28 December 2009 | 02 April 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 December 2009 | 02 April 2010 |