SFC Licences of JIN Mingzhe 金明哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 4 | 19 November 2018 | 24 January 2023 |
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 1 | 19 November 2018 | 24 January 2023 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 20 February 2018 | 24 January 2023 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 13 February 2018 | 19 November 2018 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 13 February 2018 | 19 November 2018 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 6 | 01 March 2017 | 31 January 2018 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 4 | 01 March 2017 | 31 January 2018 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 01 March 2017 | 31 January 2018 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RO | 6 | 17 February 2012 | 28 February 2017 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 1 | 17 May 2010 | 28 February 2017 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 4 | 19 January 2010 | 28 February 2017 |