SFC Licences of LEWIS Nicholas John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 11 October 2022 | 21 October 2022 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 11 October 2022 | 21 October 2022 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 18 June 2012 | 20 December 2018 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 18 June 2012 | 20 December 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 15 March 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 21 December 2009 | 15 March 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 December 2009 | 15 March 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 21 December 2009 | 06 September 2010 |