SFC Licences of GAUTIER DE CHARNACE Arthur Bernard Jean Marie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICAP Securities Hong Kong Limited | RE | 2 | 26 July 2013 | 10 May 2018 |
ICAP Securities Hong Kong Limited | RE | 1 | 26 July 2013 | 10 May 2018 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 21 December 2009 | 28 September 2012 |