SFC Licences of ZHOU Qing Yuan 周清源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Argonaut Securities (Asia) Limited | RE | 4 | 20 November 2013 | 04 December 2013 |
| Argonaut Securities (Asia) Limited | RE | 1 | 20 November 2013 | 04 December 2013 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 03 September 2012 | 28 March 2013 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 26 October 2011 | 01 May 2012 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 26 October 2011 | 01 May 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 11 October 2010 | 01 April 2011 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 21 December 2009 | 16 August 2010 |