SFC Licences of YUEN Hu Tone, Leslie 袁曉東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CCB International Capital Limited 建銀國際金融有限公司	RE	6	20 May 2021
CCB International Capital Limited 建銀國際金融有限公司	RE	4	20 May 2021
CCB International Capital Limited 建銀國際金融有限公司	RE	1	20 May 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	6	12 September 2018	30 November 2020
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	12 September 2018	30 November 2020
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	6	24 January 2018	13 July 2018
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	4	24 January 2018	13 July 2018
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	1	24 January 2018	13 July 2018
Quam Securities Limited 華富建業證券有限公司	RE	4	04 January 2016	15 May 2016
Quam Securities Limited 華富建業證券有限公司	RE	1	04 January 2016	15 May 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	4	22 September 2011	08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	6	23 December 2009	08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	23 December 2009	08 January 2015