SFC Licences of SHEN Xiaoyi 沈曉懿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RE | 4 | 28 January 2011 | |
| Wells Fargo Securities Asia Limited | RE | 1 | 13 December 2010 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 04 January 2010 | 06 July 2010 |