SFC Licences of RONG Baiding 榮白丁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 9 | 30 September 2020 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 18 August 2016 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 07 February 2014 | 06 August 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 June 2011 | 29 October 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 June 2011 | 29 October 2013 |
| UBS Securities Asia Limited | RE | 4 | 22 December 2009 | 12 April 2011 |