SFC Licences of GAO Bin 高濱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kaifeng Investment Management (Hong Kong) Limited 凱豐投資管理(香港)有限公司 | RO | 9 | 04 November 2016 | |
Kaifeng Investment Management (Hong Kong) Limited 凱豐投資管理(香港)有限公司 | RO | 4 | 04 November 2016 | |
Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 27 March 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 May 2010 | 27 March 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 January 2010 | 27 March 2014 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 04 January 2010 | 06 September 2010 |