SFC Licences of YU Amy Hangshin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AMINA (Hong Kong) Limited RO 9 03 November 2023
AMINA (Hong Kong) Limited RO 4 03 November 2023
AMINA (Hong Kong) Limited RO 1 03 November 2023
J.P. Morgan Broking (Hong Kong) Limited RE 4 22 June 2012 23 November 2015
J.P. Morgan Broking (Hong Kong) Limited RE 1 22 June 2012 23 November 2015
J.P. Morgan Broking (Hong Kong) Limited RE 5 29 February 2012 03 October 2017
J.P. Morgan Broking (Hong Kong) Limited RE 2 29 February 2012 03 October 2017
Nomura Securities (Hong Kong) Limited RE 2 10 February 2010 17 November 2011
Nomura Securities (Hong Kong) Limited RE 1 04 January 2010 17 November 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 04 January 2010 17 November 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 04 January 2010 17 November 2011
Nomura Futures (Hong Kong) Limited RE 2 04 January 2010 19 February 2010