SFC Licences of LU Jessica Zi Jie 呂自潔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 18 March 2015 | 31 May 2016 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 25 February 2015 | 31 May 2016 |
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 6 | 07 May 2013 | 23 January 2015 |
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 4 | 07 May 2013 | 23 January 2015 |
Keefe, Bruyette & Woods Asia Limited | RE | 6 | 20 August 2010 | 25 June 2012 |
Keefe, Bruyette & Woods Asia Limited | RE | 1 | 20 August 2010 | 25 June 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 04 January 2010 | 06 August 2010 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 04 January 2010 | 06 August 2010 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 04 January 2010 | 06 August 2010 |