SFC Licences of SIU Chun 蕭俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 16 May 2014 | 06 July 2021 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 16 May 2014 | |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 16 May 2014 | |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 16 May 2014 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 11 June 2012 | 18 April 2014 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 15 February 2012 | 18 April 2014 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 28 December 2009 | 18 April 2014 |