SFC Licences of CHEN Hsin-shu Branden 陳信旭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 11 March 2011 | 23 July 2012 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 24 December 2009 | 15 January 2011 |