SFC Licences of KWAN Oi Yee 關愷怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huaxin Futures Limited 華信期貨有限公司 RE 2 11 September 2017 08 July 2019
Seazen Resources Securities Limited 新城晉峰證券有限公司 RE 1 26 April 2017 16 July 2017
Seazen Resources Futures Limited 新城晉峰期貨有限公司 RE 2 26 April 2017 16 July 2017
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 RE 2 30 August 2013 05 January 2017
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 30 August 2013 05 January 2017
Open Securities Limited 開盤證券有限公司 RE 2 26 June 2012 12 April 2013
Open Securities Limited 開盤證券有限公司 RE 1 26 June 2012 12 April 2013
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 27 April 2011 08 July 2011
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 27 April 2011 08 July 2011
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 08 December 2010 04 March 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 29 December 2009 12 June 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 29 December 2009 12 June 2010