SFC Licences of CHIU Jonathan Chun Yip 焦駿業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 4 23 March 2015 22 September 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 1 12 March 2014 22 September 2017
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司
RE 2 12 March 2014 22 September 2017
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司
RE 3 12 March 2014 22 September 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 4 24 June 2013 27 February 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2, 5 24 June 2013 27 February 2014
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 5 30 June 2010 14 June 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 4 30 June 2010 14 June 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 3 10 May 2010 14 June 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 1 29 December 2009 14 June 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 2 29 December 2009 14 June 2013