SFC Licences of ZHU Xuhua 朱栩樺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 28 October 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 06 October 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 06 October 2021 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 14 October 2020 | 23 July 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 14 October 2020 | 23 July 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 05 September 2016 | 14 August 2020 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 05 September 2016 | 14 August 2020 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 29 December 2009 | 12 June 2010 |