SFC Licences of KWOK Tsz Chung 郭子聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 | RE | 9 | 18 November 2011 | 16 February 2022 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 11 March 2011 | 16 February 2022 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 11 March 2011 | 16 February 2022 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 23 June 2010 | 17 February 2011 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 23 June 2010 | 28 January 2011 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 30 December 2009 | 18 June 2010 |