SFC Licences of WONG Sze Yuen, Marshal 黃思遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 | RE | 9 | 13 May 2020 | |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 | RE | 4 | 13 May 2020 | |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 16 April 2020 | 16 April 2020 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 16 April 2020 | 16 April 2020 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 9 | 03 September 2014 | 05 April 2020 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 4 | 03 September 2014 | 05 April 2020 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 11 May 2011 | 01 August 2014 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 | RE | 1 | 27 January 2010 | 29 April 2011 |