SFC Licences of LAM Pui Fan 林佩芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 6 | 11 December 2020 | ||
| Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 4 | 11 December 2020 | ||
| Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 1 | 11 December 2020 | ||
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 30 December 2009 | 31 January 2017 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 30 December 2009 | 31 January 2017 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 30 December 2009 | 31 January 2017 |