SFC Licences of KWOK Ka Man, Carmen 郭嘉雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 17 February 2012 | 30 March 2012 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 03 December 2010 | 30 March 2012 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 03 December 2010 | 30 March 2012 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 06 January 2010 | 24 September 2010 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 06 January 2010 | 24 September 2010 |