SFC Licences of KWAN Yuen On 關苑安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BTIG Hong Kong Limited | RE | 1 | 06 December 2018 | |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 15 June 2015 | 23 November 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 05 January 2010 | 30 May 2015 |