SFC Licences of SHANG Xiaoting 尚小婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 04 July 2012 28 February 2013
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 1 19 January 2010 01 July 2012