SFC Licences of SHANG Xiaoting 尚小婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 04 July 2012 | 28 February 2013 |
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 19 January 2010 | 01 July 2012 |