SFC Licences of MA Siu Yan 馬少欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 9 | 27 December 2012 | 02 August 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 03 November 2010 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 September 2010 | 14 May 2012 |
| Julius Baer (Hong Kong) Limited | RE | 1 | 06 January 2010 | 28 August 2010 |
| Julius Baer (Hong Kong) Limited | RE | 4 | 06 January 2010 | 28 August 2010 |